Author: Michael Seid
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DOL Final Conflict Rule – Training
[dflip id=”34905″ ][/dflip] DOL ZOOM TRAINING 6/24/2022 Topic: Compliance: DOL Rule, Q&A Start Time: Jun 24, 2022 10:58 AM Meeting Recording: https://us06web.zoom.us/rec/share/xMkSAiBJmRijesTPL9vx4omsXrYMd9HAaIrqXcD_uCi6Tm9Cjpt4-h2sWnJvFyOZ.o0kSdLo4YmwUPBFn Access Passcode: AxxcessDOL1!
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DOL- Conflict of Interest Rule- Final
The DOL Conflict of Interest Rule goes into effect June 30th, 2022, and impacts any advisor that deals with retirement plans, rollovers, and participant advice. The final rule is here: https://www.dol.gov/agencies/ebsa/laws-and-regulations/rules-and-regulations/completed-rulemaking/1210-AB32-2 These requirements are new, complex and burdensome. In some cases, you may be able to avoid some of the requirements of these new rules…
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Axxcess Policies & Procedures
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Axxcess Allocator- Risk Survey Tracking
The Axxcess Allocator Risk Survey Tracking https://allocator.axxcessplatform.com/ Client risk tolerance scoring and tracking is easily accomplished on the Axxcess Allocator. As an IAR of an RIA, there are requirements the SEC sets out summarizing Regulation of Investment Advisors (https://www.sec.gov/about/offices/oia/oia_investman/rplaze-042012.pdf) and the Allocator helps you deal with both. Your client will receive a branded email…
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Default Features & Settings You Should Disable On Windows 10
CNET | Tech September 29, 2021 7:05am PST Alison DeNisco Rayome, Sarah Jacobsson Purewal Windows 11 may be on the way, but more than 1 billion people are still using Windows 10 — and many have no idea about the default settings that collect information, make you see more ads and notifications and may be slowing down…
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CollegeAmerica Information & Application
CollegeAmerica 529 Savings Plan Fund Information, Program Description, Plan Brochure & Account Application Program Description [dflip id=”19333″][/dflip] Fund Information [dflip id=”19342″][/dflip] CollegeAmerica 529 Brochure [dflip id=”19337″][/dflip] Account Application [dflip id=”19329″][/dflip]
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Hilton Capital Tactical Income Q2 2021
Hilton’s Tactical Income Update for Q2 2021 provides investors with comprehensive information regarding the strategy. In this video update, Bill Garvey, Craig O’Neill, and Alex Oxenham outline specific events that took place during the previous quarter, provide their interpretation of current activity, explain quarter-end asset allocation, and more.