Category: Compliance Training

The DOL Conflict of Interest Rule goes into effect June 30th, 2022, and impacts any advisor that deals with retirement plans, rollovers, and participant advice. The final rule is here: https://www.dol.gov/agencies/ebsa/laws-and-regulations/rules-and-regulations/completed-rulemaking/1210-AB32-2 These requirements are new, complex and burdensome. In some cases, you may be able to avoid some of the requirements of these new rules…