Category: Training
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DOL Final Conflict Rule – Training
[dflip id=”34905″ ][/dflip] DOL ZOOM TRAINING 6/24/2022 Topic: Compliance: DOL Rule, Q&A Start Time: Jun 24, 2022 10:58 AM Meeting Recording: https://us06web.zoom.us/rec/share/xMkSAiBJmRijesTPL9vx4omsXrYMd9HAaIrqXcD_uCi6Tm9Cjpt4-h2sWnJvFyOZ.o0kSdLo4YmwUPBFn Access Passcode: AxxcessDOL1!
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Axxcess Allocator- Risk Survey Tracking
The Axxcess Allocator Risk Survey Tracking https://allocator.axxcessplatform.com/ Client risk tolerance scoring and tracking is easily accomplished on the Axxcess Allocator. As an IAR of an RIA, there are requirements the SEC sets out summarizing Regulation of Investment Advisors (https://www.sec.gov/about/offices/oia/oia_investman/rplaze-042012.pdf) and the Allocator helps you deal with both. Your client will receive a branded email…
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How To Use The Document Upload Wizard
Our goal is to make daily tasks easier for our advisors. Rather than emailing documents, you can quickly upload them to our Document Upload section on the Hub. From the Hub homepage simply click Document Upload link. Adding documents is easy. Simply complete the short form and then click the button below. Search for the…
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